Cambridge Investment Research, Inc. Operations Account Supervision Specialist in Fairfield, Iowa
Cambridge Investment Research Inc., one of the nation’s top independent broker-dealers, is actively looking for a person who has a passion for providing suitability services to our financial professionals to join the Operations Department for a full time Account Supervision Specialist. The Specialist works under the direction of Operations Account Supervision leadership.
At Cambridge, our purpose is to make a difference in the lives of our financial professionals, their investing clients, and our associates. Our values of integrity, commitment, flexibility, and kindness continue to guide us in the decisions we make together every day. For 39 years we’ve delivered innovative financial solutions while offering exciting career opportunities with ongoing professional development.
A national leader as a financial solutions firm, Cambridge’s commitment to long-term professional development in a unique small-town community makes this a one-of-a-kind opportunity. Cambridge has been honored nine times by our associates as a ‘Top Workplace in Iowa’, and 12 times as ‘Broker-dealer of the Year’ by our financial professionals through Investment Advisor magazine. We are recognized among the leading firms in the financial advice industry as we serve over 3,500 independent financial professionals and hundreds of thousands of their investing clients across the country.
Answer and problem solve incoming telephone, voice mail, e-mail and occasionally in-person requests professionally and courteously including escalated requests
Conduct research using multiple resources to provide financial professionals with accurate information regarding their inquiry or paperwork concerns
Perform task-based processes to assist with team’s incoming requests and notifications
Communicate internal policies and procedures, as well as external product company requirements to financial professionals and other departments
Assist new and existing financial professionals with department processes, paperwork requirements and system navigation
Conduct preliminary review of forms and follow-up regarding missing information with new and existing financial professionals
Participate in various department projects, meetings and committees
One year certificate from college or technical school; or three to six months related experience and/or training; or equivalent combination of education and experience.
Job ID: 2021-1322
External Company Name: Cambridge Investment Research, Inc.
External Company URL: https://www.joincambridge.com/home/